Dear Rich,

This is probably much more than you bargained for, but you asked for it! :-)

The Oxford American Dictionary defines objective as "having real 
existence outside a person's mind."  Strict subjectivists such as de 
Finetti and Savage  regard probabilities as entirely subjective 
except for the requirement that they conform to coherence 
constraints.  Other scientists take the position that there are 
phenomena in nature that follow intrinsically probabilistic laws, and 
that the probabilities associated with these phenomena are objective 
properties of the world, reflecting an aspect of reality outside the 
minds of human scientists.  As you know, this is an issue that 
arouses great passions and profound disagreement.

You undoubtedly know of de Finetti's exchangeability theorem, which 
states that if You regard a sequence of events as infinitely 
exchangeable, then You assign a probability distribution whose 
mathematical form is that of a sequence of independent and 
identically distributed events conditional on an unknown parameter 
which is distributed according to a probability density function.  If 
you show this theorem to a strict subjectivist, she will say: "You 
see, I TOLD you!  There is no need for a theory with 'true but 
unknown' probabilities!  We can do everything we need by sticking 
strictly to subjective probabilities and exchangeability 
assumptions."  If you show this theorem to a believer in objective 
probabilities, he will say: "AHA!!  You subjectivists DO believe in 
objective probabilities! You just won't admit it. But there they are, 
right there in the theorem, a mathematical consequence of your very 
own subjective theory.  That parameter you are mixing over in the 
equation is the true but unknown probability!"

The two of them agree on the mathematics but disagree on the words to 
attach to the mathematics.  Which is correct?

Phil Dawid (in a wonderful paper called "The Well Calibrated 
Bayesian") went beyond de Finetti's theorem to arbitrary sequences of 
events, not just ones that frequentists would model as independent 
events with a given probability.  He proved something similar to but 
more general than de Finetti's result.  If You are a coherent 
Bayesian who assigns probabilities to a sequence of events, and Your 
assessments reflect all Your knowledge prior to occurrence of the 
event, and You receive feedback on the actual outcomes of the events, 
then You believe, with probability 1, that after a long enough 
sequence of trials, Your assessed frequencies will match actual 
observed frequencies to arbitrary accuracy.  Now of course, You could 
be wrong in your belief that Your assessments will become calibrated 
against frequencies.  But if any two assessors are calibrated in this 
sense, the numerical difference between their probability assessments 
will become arbitrarily small over long periods of time.  Now, 
someone whose assessed probabilities reflect lack of knowledge of a 
deterministic process won't be calibrated in this sense, because an 
assessor who had knowledge of the  deterministic process would assign 
probabilities of zero or one, and wouldn't agree in the infinite 
limit with any probabilistic forecast. A counter-argument to this is 
that a process might be deterministic but not knowable by any 
forecaster -- but what exactly would that mean?

Now let's consider quantum theory.

Quantum theory is the best-validated scientific theory that has been 
discovered to date.  It makes probabilistic predictions of the form: 
"If a system has been prepared according to experimental procedure E, 
and measurement M is performed on it, then result R will occur with 
probability P."  There are very strict constraints on quantum 
probabilities.  Specifically, the experimental procedures covered by 
the theory are ones that reliably produce a system in a given quantum 
state, where a state is represented by a mathematical object called a 
density matrix, which is an operator on a Hilbert space (you can 
think of the quantum state as a square matrix with complex entries 
with positive eigenvalues that sum to one).  A measurement is 
represented by a projection operator that projects the density matrix 
onto a subspace (i.e., the state is replaced randomly by one of a set 
of a matrices of lower rank). The probability that the result will be 
a given random lower-rank matrix is given by a rule called the Born 
rule (you sum the eigenvalues for the subspace spanned by the lower 
rank matrix).

In all experiments to date for which we have sufficient knowledge and 
control to produce a system in a definite state and subject it to a 
definite measurement, i.e., where we can make accurate tests of the 
predictions of quantum theory, the predictions of the theory have 
been borne out to stunning accuracy -- and in many cases these 
predictions profoundly violated the intuitions of the best scientific 
minds of the time.  No one has ever found a violation of the 
predictions of quantum theory.  All physical phenomena we know of 
appear to be consistent with quantum theory.

So are quantum probabilities objective?  Einstein didn't think so. 
Jaynes didn't think so.  They both believed that quantum 
probabilities reflect ignorance of some more fundamental 
deterministic theory.  Despite considerable effort, no one has yet 
found such a theory.  But people haven't stopped trying.

Carlton Caves has asserted that quantum probabilities must be 
subjective because an observer with full knowledge cannot have a 
probability other than zero or one, given that full knowledge would 
include the outcome that actually occurred. But a meaningful 
definition of "full knowledge" for a probability assessment would 
have to include only events occurring at times before the event in 
question. I suspect Caves doesn't see any non-subjective way to 
define "full prior knowledge" in a universe where temporal 
relationships between events are relative.  But there is a 
meaningful, observer-independent definition of "before", according to 
which we can specify what "full knowledge" for quantum probability 
assessments should mean.  In a universe subject to relativity theory, 
full prior knowledge means everything in the past light cone of the 
event.  That is, quantum theory predicts a probability for the state 
of a system immediately after a measurement is performed, conditional 
on the measurement operator that was applied and the entire past 
light cone of the system at the instant of measurement.  Quantum 
theory says that the only aspects of the past light cone that are 
relevant to predicting the probability are: (i) the state of the 
system just prior to applying the measurement operator; and (ii) the 
operator that was applied.  Quantum theory gives a precise rule -- 
that depends only on the prior state and the operator applied -- for 
calculating the probability.  In experimental tests, quantum theory's 
predictions have been confirmed to very high accuracy.

Do you think this satisfies the Oxford American Dictionary definition 
of objective?  Do you think quantum probabilities have existence 
outside a person's mind?  Or are quantum probabilities nothing but 
the opinions of a bunch of subjective assessors who agree in their 
probability assessments and have thus far been very accurate in 
predicting frequencies -- but there is nothing objective in the real 
world that corresponds to those probabilities?

I've been having this kind of discussion, and reading and listening 
to others having this kind of discussion, for a very long time. What 
I've discovered is that there are many people are sure that the 
answers to these questions are blindingly obvious, and that anyone 
who doesn't see the truth must either be stupid or willfully blind. 
The problem is, some of these people are sure the answer is yes, 
there are objective probabilities.  Others are just as sure the 
answer is no, there are no objective probabilities.  All of these 
people use the same equations and make the same empirical 
predictions.  There is no observation you could make and no test you 
could run that could prove one right and the other wrong.  Thus we 
aren't arguing science here. We're talking religion.

So are you an objective realist about probabilities? Or are you a 
strict subjectivist?  It's not a matter of the math or the science. 
It's a matter of metaphysics, religion, the story you tell yourself 
to make sense of the math and the empirical data.  As a teacher, I 
want to understand people on both sides of the issue think, so that I 
can help students to understand and to find their own most natural 
stories to tell themselves to make sense of the math and the 
empirical data.

Best regards,

Kathy

At 12:32 PM -0700 8/21/06, Doug Morgan wrote:
>Rich,
>
>Today's best models for detailed physical behavior involve the step of
>collapsing a wave function upon making any measurement.  This step 
>is modeled as
>a draw from a random distribution computed from the wave function.  The wave
>function may be a Feynman path integral or a solution to the Schrodinger wave
>equation or something similar, but in all cases it is a dynamic thing that
>updates in a deterministic way and from which a probability 
>distribution for the
>measurement can be computed.  The definition of measurement is ultimately left
>to one's physics intuition, but always includes any permanent effect 
>potentially
>noticable by a person (few experiments have been proposed or 
>performed that make
>a sharper distinction between what is and what is not a measurement).  This is
>just the model people use.  Some people look for a non-probabalistic 
>model that
>matches observations as well as or better than this one.  Such a model hasn't
>been found yet.  If at some point such a comprehensive non-probabilistic model
>should appear, one might be justified in a strong feeling that the universe
>could really be deterministic.  Until then, the ubiquitous use of probability
>models for physics could make you wonder.  What connections between questions
>like these and philosophy might be, I can't imagine.
>
>Doug
>
>Rich wrote:
>>  My interests have recently been roused again by the question that has
>>  plagued many of us, at least since Laplace: Is the universe
>>  deterministic or is there something truly probabilistic going on
>>  (whatever that means)? Actually it is my inability to resolve this
>>  matter that has made me suspect humans are relatively unevolved, and
>>  therefore incapable of understanding much.
>>
>>  In any cases I would be interested in learning of any recent
>>  philosophical treatise on this matter. I haven't read anything on the
>>  matter in about 5 years.
>>
>>  Thanks,
>>  Rich
>>
>>  Richard E. Neapolitan
>>  Professor and Chair of Computer Science
>>  Northeastern Illinois University
>>  5500 N. St. Louis
>>  Chicago, Illinois 60625 
>>
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>
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