Dear James,

Indeed, others are thinking about openness in review of academic documents. In 
particular I know of a  group who address particularly the idea that reviews, 
in this case of scientific manuscripts, might be signed by the reviewer. The 
group Biophysics Colab (https://sciety.org/groups/biophysics-colab/about), 
which is a run principally by and for researchers and is supported by eLife, 
are working to accomplish just this. They work to assure frank and open 
discussion that leads to improvement of the paper. They also seek to engage 
knowledgeable reviewers with diverse backgrounds who may ordinarily be 
overlooked by traditional publishers.

I poked around on their lists for a while and found this one, from a year ago; 
it's impressive:
https://sciety.org/articles/activity/10.1101/2021.07.05.451181
One sees a substantial discussion back and forth with three reviewers, and then 
a final version of the paper.

The "Read the full article" link at the top of that page leads one to the 
BioRxiv page of that preprint, https://doi.org/10.1101/2021.07.05.451181, where 
the title box reveals that it was finally published in Nature Communications.

Several published versions of papers acknowledge suggestions from Biophysics 
Colab reviewers by name: 
https://www.nature.com/articles/s41467-022-30300-z#Ack1, and 
https://www.nature.com/articles/s41467-022-30406-4#Ack1.

I've learned that the Biophysics Colab procedure is to assign one of their 
volunteers as a curator to papers they discover in BioRxiv, whose job is to 
interest the author in such a review, and then to recruit reviewers. Their 
organization is in a flexible early stage and they are eager for feedback about 
how to create the best service for the research community. Anyone interested in 
this might reach them at enquir...@sciencecolab.org. Perhaps this effort will 
follow the trajectory implied in this thread towards truly open review.

Yours, Bob

=================================================
  Robert M. Sweet               E-Dress:  sw...@bnl.gov<mailto:sw...@bnl.gov>
  Scientific Advisor, CBMS: The Center for BioMolecular
   Structure at NSLS-II
  Photon Sciences, Brookhaven Nat'l Lab.
  Upton, NY  11973     U.S.A.
  Phone:   631 338 7302  (Mobile)
=================================================
________________________________________
From: CCP4 bulletin board <CCP4BB@JISCMAIL.AC.UK> on behalf of John R Helliwell 
<jrhelliw...@gmail.com>
Sent: Thursday, June 23, 2022 9:18 AM
To: CCP4BB@JISCMAIL.AC.UK
Subject: Re: [ccp4bb] open review?

Dear James,
This is an interesting question you have posed.

The trend to open peer review reports in articles that we see more often today 
got a major kick off by the ASAPBio Workshop some years back 
https://asapbio.org/peer-review<https://urldefense.com/v3/__https://asapbio.org/peer-review__;!!P4SdNyxKAPE!GXPiBrQYlabJVYJN9TZjK9GIz8Onzw8rtQ40Sh6W4iSg1sXHMGNHqKzTKdaxFuv3AT_h4AbVyTedZgs5DrU$>
 . The workshop questions to participants included “would you sign your 
report?”. Earlier career researchers were not in favour due to fear of 
retribution by later career researchers whose submitted articles they would 
have to criticise.

Your question however concerns “open review of research grant proposals?”. 
Different approaches have been tried, most famously perhaps the allocate funds 
randomly via a lottery. In trying to locate the weblink to that I found a more 
comprehensive overview of all sorts of methods and applied to a wide variety of 
types of grant proposals 
https://www.embopress.org/doi/full/10.15252/embr.201949472<https://urldefense.com/v3/__https://www.embopress.org/doi/full/10.15252/embr.201949472__;!!P4SdNyxKAPE!GXPiBrQYlabJVYJN9TZjK9GIz8Onzw8rtQ40Sh6W4iSg1sXHMGNHqKzTKdaxFuv3AT_h4AbVyTedsR8Y-uw$>
Perhaps most interestingly higher risk ie adventurous proposals such as done by 
The Wellcome Trust some years back did not involve peer review at all as 
reviewers couldn’t be trusted to take anything other than a highly critical 
stance. A project manager decided on which got funded.

On reading your message I have also twitter messaged ASAPBio for any further 
info of possible previous workshops that may have addressed open peer review of 
research grant proposals, mentioning your name as the originator of the 
question. If not, a workshop could be convened. (:-)

I once was on an interviewing panel for a UK funder Advanced Fellowship. One 
applicant opened their interview with the statement “I am very sorry to say 
that when I joined a laboratory in country x, the laboratory Head asked to see 
my Advanced Fellowship proposal. He put all the staff in the lab to do the 
investigations. So, unfortunately their are no new ideas remaining.” Similarly 
the developing world’s researchers are very worried about the Global North 
sucking up their data, of all kinds, and doing the analyses that they would 
like to do themselves but more slowly. Open science will need very careful 
implementation. UNESCO are currently giving this a very serious go: 
https://www.unesco.org/en/natural-sciences/open-science<https://urldefense.com/v3/__https://www.unesco.org/en/natural-sciences/open-science__;!!P4SdNyxKAPE!GXPiBrQYlabJVYJN9TZjK9GIz8Onzw8rtQ40Sh6W4iSg1sXHMGNHqKzTKdaxFuv3AT_h4AbVyTedW5zi5cA$>
 .

Greetings,
John

Emeritus Professor John R Helliwell DSc
IUCr Representative to CODATA,
IUCr Representative to UNESCO’s Open Science discussions.




On 23 Jun 2022, at 02:08, James Holton <jmhol...@lbl.gov> wrote:

Greetings all,

I'd like to ask a question that I expect might generate some spirited 
discussion.

We have seen recently a groundswell of support for openness and transparency in 
peer review. Not only are pre-prints popular, but we are also seeing reviewer 
comments getting published along with the papers themselves. Sometimes even 
signed by the reviewers, who would have traditionally remained anonymous.

My question is: why don't we also do this for grant proposals?

I know this is not the norm. However, after thinking about it, why wouldn't we 
want the process of how funding is awarded in science to be at least as 
transparent as the process of publishing the results? Not that the current 
process isn't transparent, but it could be more so. What if applications, and 
their reviewer comments, were made public? Perhaps after an embargo period?  
There could be great benefits here. New investigators especially, would have a 
much clearer picture of format, audience, context and convention. I expect 
unsuccessful applications might be even more valuable than successful ones. And 
yet, in reality, those old proposals and especially the comments almost never 
see the light of day. Monumental amounts of work goes into them, on both sides, 
but then get tucked away into the darkest corners of our hard drives.

So, 2nd question is: would you do it? Would you upload your application into 
the public domain for all to see? What about the reviewer comments? If not, why 
not?  Afraid people will steal your ideas? Well, once something is public, its 
pretty clear who got the idea first.

3rd question: what if the service were semi-private? and you got to get 
comments on your proposal before submitting it to your funding agency? Would 
that be helpful? What if in exchange for that service you had to review 2-3 
other applications?  Would that be worth it?

Or, perhaps, I'm being far too naiive about all this. For all I know there are 
some rules against doing this I'm not aware of.  Either way, I'm interested in 
what this community thinks. Please share your views!  On- or off-list is fine.

-James Holton
MAD Scientist

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