Calvin Smith created SOLR-17274:
-----------------------------------

             Summary: atomic update error when using json w/ multiple modifiers
                 Key: SOLR-17274
                 URL: https://issues.apache.org/jira/browse/SOLR-17274
             Project: Solr
          Issue Type: Bug
      Security Level: Public (Default Security Level. Issues are Public)
          Components: UpdateRequestProcessors
    Affects Versions: 9.6, 9.4, 9.3, 9.2, 9.1, 8.11, 8.10, 8.9, 9.0, 9.5
         Environment: Observed first in 9.5.0 w/ OpenJDK 11, then reproduced 
this simple test case in 9.6.0.
            Reporter: Calvin Smith


I ran into a problem doing a json atomic update that tries to both `add` and 
`remove`
a value for a multivalued field in a single update. I saw it initially in an 
instance that runs
9.5.0, and reproduced a minimal example using Solr 9.6.0.

{{The only fields defined in the schema are:}}

{{}}
{code:java}
  <field name="id" type="string" multiValued="false" indexed="true" 
required="true" stored="true"/>
  <field name="_version_" type="plong" indexed="false" stored="false"/>
  <field name="name" type="strings" indexed="true" stored="true"/>{code}

{{`<uniqueKey>id</uniqueKey>` is also present, so I'm supplying docs with just 
an `id` and a multivalued `name` field. The real setup is more complex, but 
this is a minimal test case to illustrate the problem.}}

{{Starting with an empty index, I add the following doc to the index 
successfully:}}

{{}}
{code:java}
{"id": "1", "name": ["John Doe", "Jane Doe"]}{code}


{{And I can query it, seeing the expected result:}}

{{}}
{code:java}
{
  "responseHeader":{
    "status":0,
    "QTime":23,
    "params":{
      "q":"name:*"
    }
  },
  "response":{
    "numFound":1,
    "start":0,
    "numFoundExact":true,
    "docs":[{
      "id":"1",
      "name":["John Doe","Jane Doe"],
      "_version_":1797873599884820480
    }]
  }
}{code}


{{Next, I send an atomic update to modify the `name` field of that document by 
removing `Jane Doe` and adding `Janet Doe`:}}

{{}}
{code:java}
{"id": "1", "name": {"add": "Janet Doe", "remove": "Jane Doe"}}{code}


{{This atomic update that does both an `add` and a `remove` is something that 
used to work for us under Solr 6.6, but we just noticed that it fails in our 
production 9.5 instance and in 9.6, which I just downloaded to test against.}}

{{The error in the solr.log indicates that Solr mistakenly interprets the 
`\{"add": "Janet Doe", "remove": "Jane Doe"}` as a nested document and then 
throws an exception because our schema doesn't have the `_root_` field that 
would be expected if we were using nested docs (which we don't use).}}

{{Here's the full stack trace from `solr.log` (version 9.6.0):}}
{{}}
{noformat}

2024-05-01 17:49:02.479 ERROR (qtp2059461664-30-0.0.0.0-3) [c: s: r: x:atris 
t:0.0.0.0-3] o.a.s.h.RequestHandlerBase Client exception => 
org.apache.solr.common.SolrException: Unable to index docs with children: the 
schema must include definitions for both a uniqueKey field and the '_root_' 
field, using the exact same fieldType
        at 
org.apache.solr.update.DocumentBuilder.unexpectedNestedDocException(DocumentBuilder.java:369)
org.apache.solr.common.SolrException: Unable to index docs with children: the 
schema must include definitions for both a uniqueKey field and the '_root_' 
field, using the exact same fieldType
        at 
org.apache.solr.update.DocumentBuilder.unexpectedNestedDocException(DocumentBuilder.java:369)
 ~[?:?]
        at 
org.apache.solr.update.DocumentBuilder.toDocument(DocumentBuilder.java:153) 
~[?:?]
        at 
org.apache.solr.update.AddUpdateCommand.makeLuceneDocs(AddUpdateCommand.java:213)
 ~[?:?]
        at 
org.apache.solr.update.DirectUpdateHandler2.updateDocOrDocValues(DirectUpdateHandler2.java:1056)
 ~[?:?]
        at 
org.apache.solr.update.DirectUpdateHandler2.doNormalUpdate(DirectUpdateHandler2.java:421)
 ~[?:?]
        at 
org.apache.solr.update.DirectUpdateHandler2.addDoc0(DirectUpdateHandler2.java:375)
 ~[?:?]
        at 
org.apache.solr.update.DirectUpdateHandler2.addDoc(DirectUpdateHandler2.java:312)
 ~[?:?]
        at 
org.apache.solr.update.processor.RunUpdateProcessorFactory$RunUpdateProcessor.processAdd(RunUpdateProcessorFactory.java:76)
 ~[?:?]
        at 
org.apache.solr.update.processor.UpdateRequestProcessor.processAdd(UpdateRequestProcessor.java:54)
 ~[?:?]
        at 
org.apache.solr.update.processor.DistributedUpdateProcessor.doLocalAdd(DistributedUpdateProcessor.java:270)
 ~[?:?]
        at 
org.apache.solr.update.processor.DistributedUpdateProcessor.doVersionAdd(DistributedUpdateProcessor.java:533)
 ~[?:?]
        at 
org.apache.solr.update.processor.DistributedUpdateProcessor.lambda$versionAdd$0(DistributedUpdateProcessor.java:358)
 ~[?:?]
        at 
org.apache.solr.update.VersionBucket.runWithLock(VersionBucket.java:43) ~[?:?]
        at 
org.apache.solr.update.processor.DistributedUpdateProcessor.versionAdd(DistributedUpdateProcessor.java:355)
 ~[?:?]
        at 
org.apache.solr.update.processor.DistributedUpdateProcessor.processAdd(DistributedUpdateProcessor.java:236)
 ~[?:?]
        at 
org.apache.solr.update.processor.LogUpdateProcessorFactory$LogUpdateProcessor.processAdd(LogUpdateProcessorFactory.java:111)
 ~[?:?]
        at 
org.apache.solr.handler.loader.JsonLoader$SingleThreadedJsonLoader.handleAdds(JsonLoader.java:553)
 ~[?:?]
        at 
org.apache.solr.handler.loader.JsonLoader$SingleThreadedJsonLoader.processUpdate(JsonLoader.java:183)
 ~[?:?]
        at 
org.apache.solr.handler.loader.JsonLoader$SingleThreadedJsonLoader.load(JsonLoader.java:151)
 ~[?:?]
        at org.apache.solr.handler.loader.JsonLoader.load(JsonLoader.java:86) 
~[?:?]
        at 
org.apache.solr.handler.UpdateRequestHandler$1.load(UpdateRequestHandler.java:102)
 ~[?:?]
        at 
org.apache.solr.handler.ContentStreamHandlerBase.handleRequestBody(ContentStreamHandlerBase.java:100)
 ~[?:?]
        at 
org.apache.solr.handler.RequestHandlerBase.handleRequest(RequestHandlerBase.java:226)
 ~[?:?]
        at org.apache.solr.core.SolrCore.execute(SolrCore.java:2886) ~[?:?]
        at 
org.apache.solr.servlet.HttpSolrCall.executeCoreRequest(HttpSolrCall.java:910) 
~[?:?]
        at org.apache.solr.servlet.HttpSolrCall.call(HttpSolrCall.java:596) 
~[?:?]
        at 
org.apache.solr.servlet.SolrDispatchFilter.dispatch(SolrDispatchFilter.java:262)
 ~[?:?]
        at 
org.apache.solr.servlet.SolrDispatchFilter.lambda$doFilter$0(SolrDispatchFilter.java:219)
 ~[?:?]
        at 
org.apache.solr.servlet.ServletUtils.traceHttpRequestExecution2(ServletUtils.java:249)
 ~[?:?]
        at 
org.apache.solr.servlet.ServletUtils.rateLimitRequest(ServletUtils.java:215) 
~[?:?]
        at 
org.apache.solr.servlet.SolrDispatchFilter.doFilter(SolrDispatchFilter.java:213)
 ~[?:?]
        at 
org.apache.solr.servlet.SolrDispatchFilter.doFilter(SolrDispatchFilter.java:195)
 ~[?:?]
        at 
org.eclipse.jetty.servlet.FilterHolder.doFilter(FilterHolder.java:210) 
~[jetty-servlet-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.servlet.ServletHandler$Chain.doFilter(ServletHandler.java:1635)
 ~[jetty-servlet-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.servlet.ServletHandler.doHandle(ServletHandler.java:527) 
~[jetty-servlet-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.handle(ScopedHandler.java:131) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.security.SecurityHandler.handle(SecurityHandler.java:598) 
~[jetty-security-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.HandlerWrapper.handle(HandlerWrapper.java:122) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.nextHandle(ScopedHandler.java:223)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.session.SessionHandler.doHandle(SessionHandler.java:1580)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.nextHandle(ScopedHandler.java:221)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ContextHandler.doHandle(ContextHandler.java:1384)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.nextScope(ScopedHandler.java:176)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.servlet.ServletHandler.doScope(ServletHandler.java:484) 
~[jetty-servlet-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.session.SessionHandler.doScope(SessionHandler.java:1553)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.nextScope(ScopedHandler.java:174)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ContextHandler.doScope(ContextHandler.java:1306)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ScopedHandler.handle(ScopedHandler.java:129) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.ContextHandlerCollection.handle(ContextHandlerCollection.java:149)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.InetAccessHandler.handle(InetAccessHandler.java:228)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.HandlerCollection.handle(HandlerCollection.java:141)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.HandlerWrapper.handle(HandlerWrapper.java:122) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.rewrite.handler.RewriteHandler.handle(RewriteHandler.java:301)
 ~[jetty-rewrite-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.HandlerWrapper.handle(HandlerWrapper.java:122) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.gzip.GzipHandler.handle(GzipHandler.java:822) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.handler.HandlerWrapper.handle(HandlerWrapper.java:122) 
~[jetty-server-10.0.20.jar:10.0.20]
        at org.eclipse.jetty.server.Server.handle(Server.java:563) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.HttpChannel$RequestDispatchable.dispatch(HttpChannel.java:1598)
 ~[jetty-server-10.0.20.jar:10.0.20]
        at org.eclipse.jetty.server.HttpChannel.dispatch(HttpChannel.java:753) 
~[jetty-server-10.0.20.jar:10.0.20]
        at org.eclipse.jetty.server.HttpChannel.handle(HttpChannel.java:501) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.server.HttpConnection.onFillable(HttpConnection.java:287) 
~[jetty-server-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.io.AbstractConnection$ReadCallback.succeeded(AbstractConnection.java:314)
 ~[jetty-io-10.0.20.jar:10.0.20]
        at org.eclipse.jetty.io.FillInterest.fillable(FillInterest.java:100) 
~[jetty-io-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.io.SelectableChannelEndPoint$1.run(SelectableChannelEndPoint.java:53)
 ~[jetty-io-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.strategy.AdaptiveExecutionStrategy.runTask(AdaptiveExecutionStrategy.java:421)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.strategy.AdaptiveExecutionStrategy.consumeTask(AdaptiveExecutionStrategy.java:390)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.strategy.AdaptiveExecutionStrategy.tryProduce(AdaptiveExecutionStrategy.java:277)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.strategy.AdaptiveExecutionStrategy.produce(AdaptiveExecutionStrategy.java:193)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.QueuedThreadPool.runJob(QueuedThreadPool.java:969)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.QueuedThreadPool$Runner.doRunJob(QueuedThreadPool.java:1194)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at 
org.eclipse.jetty.util.thread.QueuedThreadPool$Runner.run(QueuedThreadPool.java:1149)
 ~[jetty-util-10.0.20.jar:10.0.20]
        at java.base/java.lang.Thread.run(Thread.java:829) [?:?]{noformat}
 
In case it matters, the update handler was called with `commitWithin=1000`.
 
I believe this is happening because as part of commit 5a9a34daedb3 on 
2021-06-12 
("SOLR-15044: JSON Loading: nested docs don't need ID"), the `isChildDoc` method
of solr/core/src/java/org/apache/solr/handler/loader/JsonLoader.java was 
changed:


{code:java}
+    /** Is this a child doc (true) or a partial update (false)? */
     private boolean isChildDoc(SolrInputDocument extendedFieldValue) {
-      return 
extendedFieldValue.containsKey(req.getSchema().getUniqueKeyField().getName());
+      if (extendedFieldValue.size() != 1) {
+        return true;
+      }
+      // if the only key is a field in the schema, assume it's a child doc
+      final String fieldName = extendedFieldValue.iterator().next().getName();
+      return req.getSchema().getFieldOrNull(fieldName) != null;
+      // otherwise, assume it's "set" or some other verb for a partial update.
+      // NOTE: it's fundamentally ambiguous with JSON; this is a best effort 
try.
     }{code}

In case that diff gets reformatted and garbled, it would previously have 
checked 
if the `id` field was a  key in the `extendedFieldValue`, which would have
been `false`, but it now returns `true` if the `extendedFieldValue.size()` is 
not
equal to `1`, which is the case here because I have both an `add` and a `remove`
in the extended field value. It does work fine if I submit two separate
updates, one for each of the two operations.

For now, we're going to do the `add` and `remove` in separate updates and make 
sure we don't have other cases of multiple update operations, but it would be 
nice if users weren't forced to do that.

Let me know if I should create a Jira issue for this, or if any other 
information would be helpful.

 This was actually the second time we were affected by the `isChildDoc`change I 
mentioned above. The first issue, when we upgraded from 6.6 to 9.5 last year, 
we worked around by renaming an existing field from `set` to `sset`. The 
problem  was that an atomic update like `\{"id": "1", "name": {"set": ["J 
Doe"]}}` would fail with the same error message because since `set` was a field 
name, `return req.getSchema().getFieldOrNull(fieldName) != null` would evaluate 
to `true` for `isChildDoc`. After we renamed the field to `sset`, then 
`req.getSchema().getFieldOrNull(fieldName)` would be null for `set` and so
`isChildDoc` would evaluate to `false`, as desired.



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