danny0405 commented on code in PR #19400:
URL: https://github.com/apache/hudi/pull/19400#discussion_r3670917473


##########
hudi-flink-datasource/hudi-flink/src/test/java/org/apache/hudi/sink/clustering/TestClusteringOperator.java:
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@@ -0,0 +1,367 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ *      http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.hudi.sink.clustering;
+
+import org.apache.hudi.adapter.Utils;
+import org.apache.hudi.client.HoodieFlinkWriteClient;
+import org.apache.hudi.common.model.ClusteringGroupInfo;
+import org.apache.hudi.common.model.ClusteringOperation;
+import org.apache.hudi.common.model.HoodieRecord;
+import org.apache.hudi.common.model.WriteOperationType;
+import org.apache.hudi.common.schema.HoodieSchema;
+import org.apache.hudi.common.table.HoodieTableMetaClient;
+import org.apache.hudi.common.util.collection.ClosableIterator;
+import org.apache.hudi.config.HoodieWriteConfig;
+import org.apache.hudi.configuration.FlinkOptions;
+import org.apache.hudi.core.io.storage.HoodieFileReaderFactory;
+import org.apache.hudi.core.io.storage.HoodieIOFactory;
+import org.apache.hudi.io.MergeUtils;
+import org.apache.hudi.sink.bulk.BulkInsertWriterHelper;
+import org.apache.hudi.sink.utils.NonThrownExecutor;
+import org.apache.hudi.storage.HoodieStorage;
+import org.apache.hudi.storage.StoragePath;
+import org.apache.hudi.table.HoodieFlinkTable;
+import org.apache.hudi.table.format.FormatUtils;
+import org.apache.hudi.table.format.HoodieRowDataParquetReader;
+import org.apache.hudi.util.DataTypeUtils;
+import org.apache.hudi.util.FlinkWriteClients;
+import org.apache.hudi.utils.TestConfigurations;
+
+import org.apache.flink.api.common.functions.RuntimeContext;
+import org.apache.flink.configuration.Configuration;
+import org.apache.flink.streaming.runtime.streamrecord.StreamRecord;
+import org.apache.flink.streaming.util.OneInputStreamOperatorTestHarness;
+import org.apache.flink.table.data.GenericRowData;
+import org.apache.flink.table.data.RowData;
+import org.apache.flink.table.data.binary.BinaryRowData;
+import org.apache.flink.table.runtime.operators.sort.BinaryExternalSorter;
+import org.apache.flink.util.MutableObjectIterator;
+import org.apache.flink.util.function.ThrowingRunnable;
+import org.junit.jupiter.api.Test;
+import org.junit.jupiter.api.io.TempDir;
+import org.mockito.MockedConstruction;
+import org.mockito.MockedStatic;
+
+import java.io.File;
+import java.util.Collections;
+import java.util.List;
+import java.util.Map;
+
+import static org.junit.jupiter.api.Assertions.assertEquals;
+import static org.junit.jupiter.api.Assertions.assertFalse;
+import static org.junit.jupiter.api.Assertions.assertTrue;
+import static org.mockito.ArgumentMatchers.any;
+import static org.mockito.ArgumentMatchers.anyInt;
+import static org.mockito.ArgumentMatchers.anyLong;
+import static org.mockito.ArgumentMatchers.anyString;
+import static org.mockito.ArgumentMatchers.eq;
+import static org.mockito.ArgumentMatchers.same;
+import static org.mockito.Mockito.doAnswer;
+import static org.mockito.Mockito.mock;
+import static org.mockito.Mockito.mockConstruction;
+import static org.mockito.Mockito.mockStatic;
+import static org.mockito.Mockito.verify;
+import static org.mockito.Mockito.when;
+
+/**
+ * Tests {@link ClusteringOperator}.
+ */
+class TestClusteringOperator {
+
+  @TempDir
+  File tempDir;
+
+  @Test
+  @SuppressWarnings("unchecked")
+  void testProcessClusteringPlanSynchronously() throws Exception {
+    Configuration conf = 
TestConfigurations.getDefaultConf(tempDir.getAbsolutePath());
+    conf.set(FlinkOptions.CLUSTERING_PLAN_STRATEGY_SMALL_FILE_LIMIT, 2048L);
+    HoodieFlinkWriteClient writeClient = mock(HoodieFlinkWriteClient.class);
+    HoodieFlinkTable table = mock(HoodieFlinkTable.class);
+    HoodieWriteConfig writeConfig = mock(HoodieWriteConfig.class);
+    when(writeClient.getHoodieTable()).thenReturn(table);
+
+    ClusteringOperator operator = new ClusteringOperator(conf, 
TestConfigurations.ROW_TYPE);
+    assertEquals(2048L, 
conf.get(FlinkOptions.CLUSTERING_PLAN_STRATEGY_SMALL_FILE_LIMIT));
+    ClusteringPlanEvent planEvent = event("001");
+
+    try (MockedStatic<FlinkWriteClients> writeClients = 
mockStatic(FlinkWriteClients.class);
+         MockedConstruction<BulkInsertWriterHelper> writerHelpers =
+             mockConstruction(BulkInsertWriterHelper.class, (writerHelper, 
context) ->
+                 
when(writerHelper.getWriteStatuses(anyInt())).thenReturn(Collections.emptyList()));
+         OneInputStreamOperatorTestHarness<ClusteringPlanEvent, 
ClusteringCommitEvent> harness =
+             new OneInputStreamOperatorTestHarness<>(operator, 1, 1, 0)) {
+      writeClients.when(() -> FlinkWriteClients.getHoodieClientConfig(
+          any(Configuration.class), eq(false), 
eq(false))).thenReturn(writeConfig);
+      writeClients.when(() -> FlinkWriteClients.createWriteClient(
+          any(Configuration.class), 
any(RuntimeContext.class))).thenReturn(writeClient);
+
+      harness.open();
+      harness.processElement(new StreamRecord<>(planEvent));
+      operator.endInput();
+
+      StreamRecord<ClusteringCommitEvent> output =
+          (StreamRecord<ClusteringCommitEvent>) harness.getOutput().poll();
+      assertEquals("001", output.getValue().getInstant());
+      assertEquals("", output.getValue().getFileIds());
+      assertEquals(0, output.getValue().getTaskID());
+      assertFalse(output.getValue().isFailed());
+      assertEquals(1, writerHelpers.constructed().size());
+      verify(writerHelpers.constructed().get(0)).close();
+    }
+
+    verify(writeClient).close();
+  }
+
+  @Test
+  @SuppressWarnings("unchecked")
+  void testAsyncFailureProducesFailedCommitEvent() throws Exception {
+    Configuration conf = 
TestConfigurations.getDefaultConf(tempDir.getAbsolutePath());
+    conf.set(FlinkOptions.OPERATION, WriteOperationType.INSERT.value());
+    conf.set(FlinkOptions.CLUSTERING_ASYNC_ENABLED, true);
+    HoodieFlinkWriteClient writeClient = mock(HoodieFlinkWriteClient.class);
+    HoodieFlinkTable table = mock(HoodieFlinkTable.class);
+    HoodieWriteConfig writeConfig = mock(HoodieWriteConfig.class);
+    when(writeClient.getHoodieTable()).thenReturn(table);
+
+    ClusteringOperator operator = new ClusteringOperator(conf, 
TestConfigurations.ROW_TYPE);
+    try (MockedStatic<FlinkWriteClients> writeClients = 
mockStatic(FlinkWriteClients.class);
+         MockedConstruction<NonThrownExecutor> executors =
+             mockConstruction(NonThrownExecutor.class, (executor, context) ->
+                 doAnswer(invocation -> {
+                   NonThrownExecutor.ExceptionHook hook = 
invocation.getArgument(1);
+                   hook.apply("expected failure", new 
RuntimeException("test"));
+                   return null;
+                 }).when(executor).execute(
+                     any(ThrowingRunnable.class),
+                     any(NonThrownExecutor.ExceptionHook.class),
+                     anyString(),
+                     anyString(),
+                     anyInt()));
+         OneInputStreamOperatorTestHarness<ClusteringPlanEvent, 
ClusteringCommitEvent> harness =
+             new OneInputStreamOperatorTestHarness<>(operator, 1, 1, 0)) {
+      writeClients.when(() -> FlinkWriteClients.getHoodieClientConfig(
+          any(Configuration.class), eq(false), 
eq(false))).thenReturn(writeConfig);
+      writeClients.when(() -> FlinkWriteClients.createWriteClient(
+          any(Configuration.class), 
any(RuntimeContext.class))).thenReturn(writeClient);
+
+      harness.open();
+      harness.processElement(new StreamRecord<>(event("002")));
+
+      StreamRecord<ClusteringCommitEvent> output =
+          (StreamRecord<ClusteringCommitEvent>) harness.getOutput().poll();
+      assertEquals("002", output.getValue().getInstant());
+      assertEquals("", output.getValue().getFileIds());
+      assertTrue(output.getValue().isFailed());
+      assertEquals(1, executors.constructed().size());
+    }
+
+    verify(writeClient).close();
+  }
+
+  @Test
+  @SuppressWarnings("unchecked")
+  void testReadAndWriteRecordsFromBaseFiles() throws Exception {
+    Configuration conf = 
TestConfigurations.getDefaultConf(tempDir.getAbsolutePath());
+    HoodieFlinkWriteClient writeClient = mock(HoodieFlinkWriteClient.class);
+    HoodieFlinkTable table = mock(HoodieFlinkTable.class);
+    HoodieWriteConfig writeConfig = mock(HoodieWriteConfig.class);
+    HoodieStorage storage = mock(HoodieStorage.class);
+    HoodieIOFactory ioFactory = mock(HoodieIOFactory.class);
+    HoodieFileReaderFactory readerFactory = 
mock(HoodieFileReaderFactory.class);
+    HoodieRowDataParquetReader fileReader = 
mock(HoodieRowDataParquetReader.class);
+    HoodieRecord<RowData> hoodieRecord = mock(HoodieRecord.class);
+    RowData row = mock(RowData.class);
+    when(writeClient.getHoodieTable()).thenReturn(table);
+    when(table.getStorage()).thenReturn(storage);
+    when(table.getConfig()).thenReturn(writeConfig);
+    
when(ioFactory.getReaderFactory(HoodieRecord.HoodieRecordType.FLINK)).thenReturn(readerFactory);
+    when(readerFactory.getFileReader(
+        same(writeConfig), any(StoragePath.class))).thenReturn(fileReader);
+    when(hoodieRecord.getData()).thenReturn(row);
+    when(fileReader.getRecordIterator(any(HoodieSchema.class))).thenReturn(
+        
ClosableIterator.wrap(Collections.singletonList(hoodieRecord).iterator()));
+
+    ClusteringOperation operation = new ClusteringOperation(
+        tempDir.toPath().resolve("base.parquet").toString(),
+        Collections.emptyList(),
+        "old-file",
+        "partition",
+        null,
+        0);
+    ClusteringOperator operator = new ClusteringOperator(conf, 
TestConfigurations.ROW_TYPE);
+
+    try (MockedStatic<FlinkWriteClients> writeClients = 
mockStatic(FlinkWriteClients.class);
+         MockedStatic<HoodieIOFactory> ioFactories = 
mockStatic(HoodieIOFactory.class);
+         MockedConstruction<BulkInsertWriterHelper> writerHelpers =
+             mockConstruction(BulkInsertWriterHelper.class, (writerHelper, 
context) ->
+                 
when(writerHelper.getWriteStatuses(anyInt())).thenReturn(Collections.emptyList()));
+         OneInputStreamOperatorTestHarness<ClusteringPlanEvent, 
ClusteringCommitEvent> harness =
+             new OneInputStreamOperatorTestHarness<>(operator, 1, 1, 0)) {
+      writeClients.when(() -> FlinkWriteClients.getHoodieClientConfig(
+          any(Configuration.class), eq(false), 
eq(false))).thenReturn(writeConfig);
+      writeClients.when(() -> FlinkWriteClients.createWriteClient(
+          any(Configuration.class), 
any(RuntimeContext.class))).thenReturn(writeClient);
+      ioFactories.when(() -> 
HoodieIOFactory.getIOFactory(storage)).thenReturn(ioFactory);
+
+      harness.open();
+      harness.processElement(new StreamRecord<>(event("003", 
Collections.singletonList(operation))));
+
+      verify(writerHelpers.constructed().get(0)).write(row);

Review Comment:
   [P1] Please add the corresponding failure-path test with 
`writerHelper.write(...)` throwing. `ClusteringOperator#doClustering` currently 
keeps the `CloseableConcatenatingIterator` and `BulkInsertWriterHelper` in 
locals and closes them only after successful iteration, so any read/write 
exception leaks the active file reader and writer helper in the long-running 
task. The test should assert both resources close, with production cleanup 
moved into `finally`/try-with-resources.



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