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morningman pushed a commit to branch branch-4.0
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The following commit(s) were added to refs/heads/branch-4.0 by this push:
     new b8f09203bd5 branch-4.0: [fix](cloud-compaction) prevent 
EMPTY_CUMULATIVE / BASE-CUMU races on the same tablet #64619 (#64701)
b8f09203bd5 is described below

commit b8f09203bd507b81be21b05763e7706969a7b7ae
Author: github-actions[bot] 
<41898282+github-actions[bot]@users.noreply.github.com>
AuthorDate: Wed Jun 24 18:06:40 2026 +0800

    branch-4.0: [fix](cloud-compaction) prevent EMPTY_CUMULATIVE / BASE-CUMU 
races on the same tablet #64619 (#64701)
    
    Cherry-picked from #64619
    
    Co-authored-by: Lijia Liu <[email protected]>
    Co-authored-by: liutang123 <[email protected]>
---
 cloud/src/meta-service/meta_service_job.cpp |  90 ++++++++++--
 cloud/test/meta_service_job_test.cpp        | 215 ++++++++++++++++++++++++++++
 2 files changed, 294 insertions(+), 11 deletions(-)

diff --git a/cloud/src/meta-service/meta_service_job.cpp 
b/cloud/src/meta-service/meta_service_job.cpp
index 2494e91c241..61c14b1767d 100644
--- a/cloud/src/meta-service/meta_service_job.cpp
+++ b/cloud/src/meta-service/meta_service_job.cpp
@@ -97,6 +97,55 @@ bool check_compaction_input_verions(const 
TabletCompactionJobPB& compaction,
     return false;
 }
 
+// Normalize compaction type for conflict detection.
+// EMPTY_CUMULATIVE only updates cumulative_point and 
cumulative_compaction_cnt without producing
+// any output rowset. It MUST be considered the same family as CUMULATIVE so 
that an EMPTY_CUMULATIVE
+// cannot be accepted while a real CUMULATIVE is still running on the same 
tablet (which would
+// otherwise advance cumulative_point past the input range of the in-flight 
cumu and let base
+// compaction race with it).
+static inline TabletCompactionJobPB::CompactionType 
normalize_compaction_type_for_conflict(
+        TabletCompactionJobPB::CompactionType t) {
+    return t == TabletCompactionJobPB::EMPTY_CUMULATIVE ? 
TabletCompactionJobPB::CUMULATIVE : t;
+}
+
+// Two compaction jobs are considered to be in the same conflict family iff 
their normalized
+// compaction types are equal, OR either side is FULL (full compaction 
conflicts with anything),
+// OR they are different in (BASE, CUMULATIVE) - in this case the conflict 
still depends on whether
+// their input version ranges overlap, callers should additionally consult 
version range checks.
+static inline bool 
is_same_conflict_family(TabletCompactionJobPB::CompactionType a,
+                                           
TabletCompactionJobPB::CompactionType b) {
+    return normalize_compaction_type_for_conflict(a) == 
normalize_compaction_type_for_conflict(b);
+}
+
+// Whether a compaction type belongs to the "rowset compaction family", i.e. 
any compaction
+// kind that operates on rowsets bounded by `cumulative_point`. Only members 
of this family
+// are subject to the cross-type version-range conflict check below. Note that 
STOP_TOKEN is
+// already filtered out by the caller (see the early-return on STOP_TOKEN in 
start_compaction_job),
+// so it is intentionally excluded here.
+static inline bool 
is_rowset_compaction_family(TabletCompactionJobPB::CompactionType t) {
+    return t == TabletCompactionJobPB::BASE || t == 
TabletCompactionJobPB::CUMULATIVE ||
+           t == TabletCompactionJobPB::EMPTY_CUMULATIVE || t == 
TabletCompactionJobPB::FULL;
+}
+
+// Whether two compaction jobs MAY conflict on the rowset range (regardless of 
the actual
+// input version range). The caller still needs to compare `input_versions` to 
make the
+// final decision.
+//
+// Conflict matrix (Plan D extends this from same-type-only to cross-type 
within the family):
+//   FULL     vs anything-in-family : true (full compaction touches the whole 
rowset range)
+//   BASE     vs BASE / CUMULATIVE  : true (their rowset ranges may overlap 
around cumu_point)
+//   CUMU     vs CUMU / BASE        : true (symmetric of the above)
+//   EMPTY_CU vs anything-in-family : true (it advances cumu_point and would 
race with the others)
+//
+// Any compaction type outside this family (or that we don't yet model) is 
conservatively NOT
+// considered conflicting here - if a new type is added later, the author MUST 
revisit this
+// function and decide its conflict semantics explicitly, instead of silently 
inheriting the
+// "everything conflicts" behaviour.
+static inline bool may_conflict_by_type(TabletCompactionJobPB::CompactionType 
a,
+                                        TabletCompactionJobPB::CompactionType 
b) {
+    return is_rowset_compaction_family(a) && is_rowset_compaction_family(b);
+}
+
 void start_compaction_job(MetaServiceCode& code, std::string& msg, 
std::stringstream& ss,
                           std::unique_ptr<Transaction>& txn, const 
StartTabletJobRequest* request,
                           StartTabletJobResponse* response, std::string& 
instance_id,
@@ -244,10 +293,16 @@ void start_compaction_job(MetaServiceCode& code, 
std::string& msg, std::stringst
                     compaction.input_versions().empty()) ||
                    (compaction.has_check_input_versions_range() &&
                     !compaction.check_input_versions_range())) {
-            // Unknown input version range, doesn't support parallel 
compaction of same type
+            // Unknown input version range, doesn't support parallel 
compaction of same family.
+            // EMPTY_CUMULATIVE is normalized to CUMULATIVE here so it 
conflicts with an in-flight
+            // CUMULATIVE on the same tablet (otherwise EMPTY_CUMULATIVE could 
advance
+            // cumulative_point past the in-flight cumu's input range and let 
base compaction race
+            // with it).
             for (auto& c : compactions) {
-                if (c.type() != compaction.type() && c.type() != 
TabletCompactionJobPB::FULL)
+                if (!is_same_conflict_family(c.type(), compaction.type()) &&
+                    c.type() != TabletCompactionJobPB::FULL) {
                     continue;
+                }
                 if (c.id() == compaction.id()) return; // Same job, return OK 
to keep idempotency
                 msg = fmt::format("compaction has already started, 
tablet_id={} job={}", tablet_id,
                                   proto_to_json(c));
@@ -264,8 +319,14 @@ void start_compaction_job(MetaServiceCode& code, 
std::string& msg, std::stringst
                        a.input_versions(1) < b.input_versions(0);
             };
             for (auto& c : compactions) {
-                if (c.type() != compaction.type() && c.type() != 
TabletCompactionJobPB::FULL)
-                    continue;
+                // Plan D: BASE and CUMULATIVE on the same tablet may also 
conflict when their
+                // input version ranges overlap. Previously we only checked 
same-type conflicts,
+                // which left a window where BASE could be accepted with 
versions that overlap an
+                // in-flight CUMULATIVE (and vice versa) after 
cumulative_point was unsafely
+                // advanced. Now we treat any pair within (BASE, CUMULATIVE, 
EMPTY_CUMULATIVE,
+                // FULL) as potentially conflicting and rely on the 
input-version-range check
+                // below to make the final decision.
+                if (!may_conflict_by_type(c.type(), compaction.type())) 
continue;
                 if (c.input_versions_size() > 0 && version_not_conflict(c, 
compaction)) continue;
                 if (c.id() == compaction.id()) return; // Same job, return OK 
to keep idempotency
                 msg = fmt::format("compaction has already started, 
tablet_id={} job={}", tablet_id,
@@ -273,14 +334,21 @@ void start_compaction_job(MetaServiceCode& code, 
std::string& msg, std::stringst
                 code = MetaServiceCode::JOB_TABLET_BUSY;
                 // Unknown version range of started compaction, BE should not 
retry other version range
                 if (c.input_versions_size() == 0) return;
-                // Notify version ranges in started compaction to BE, so BE 
can retry other version range
+                // Notify version ranges of all in-flight compactions that may 
conflict with the
+                // incoming one, so BE can retry on a non-overlapping range. 
The notification
+                // predicate is intentionally kept consistent with the 
conflict predicate above
+                // (`may_conflict_by_type`); previously only same-family 
ranges were surfaced,
+                // which left BE blind to cross-family (BASE vs CUMULATIVE) 
conflicts.
+                //
+                // An in-flight EMPTY_CUMULATIVE (or any other family member 
without a concrete
+                // [v_lo, v_hi]) carries no usable range; surfacing fabricated 
zeros would
+                // mislead BE retry. Skip such entries defensively here - the 
real conflict is
+                // already enforced by the version-range check above.
                 for (auto& c : compactions) {
-                    if (c.type() == compaction.type() || c.type() == 
TabletCompactionJobPB::FULL) {
-                        // If there are multiple started compaction of same 
type, they all must has input version range
-                        DCHECK_EQ(c.input_versions_size(), 2) << 
proto_to_json(c);
-                        
response->add_version_in_compaction(c.input_versions(0));
-                        
response->add_version_in_compaction(c.input_versions(1));
-                    }
+                    if (!may_conflict_by_type(c.type(), compaction.type())) 
continue;
+                    if (c.input_versions_size() != 2) continue;
+                    response->add_version_in_compaction(c.input_versions(0));
+                    response->add_version_in_compaction(c.input_versions(1));
                 }
                 return;
             }
diff --git a/cloud/test/meta_service_job_test.cpp 
b/cloud/test/meta_service_job_test.cpp
index ddba9b4c750..a84d33d9208 100644
--- a/cloud/test/meta_service_job_test.cpp
+++ b/cloud/test/meta_service_job_test.cpp
@@ -4545,6 +4545,221 @@ TEST(MetaServiceJobTest, ParallelCumuCompactionTest) {
     ASSERT_EQ(res.status().code(), MetaServiceCode::OK);
 }
 
+// Plan A regression test: EMPTY_CUMULATIVE must be considered the same 
conflict family as
+// CUMULATIVE so that an EMPTY_CUMULATIVE submitted while a real CUMULATIVE is 
still active on the
+// same tablet is rejected with JOB_TABLET_BUSY. Otherwise EMPTY_CUMULATIVE 
could advance
+// cumulative_point past the in-flight cumu's input range and let base 
compaction race with it.
+TEST(MetaServiceJobTest, EmptyCumulativeBlockedByCumulativeTest) {
+    auto meta_service = get_meta_service();
+
+    auto sp = SyncPoint::get_instance();
+    DORIS_CLOUD_DEFER {
+        SyncPoint::get_instance()->clear_all_call_backs();
+    };
+    sp->set_call_back("get_instance_id", [&](auto&& args) {
+        auto* ret = try_any_cast_ret<std::string>(args);
+        ret->first = instance_id;
+        ret->second = true;
+    });
+    sp->enable_processing();
+
+    constexpr int64_t table_id = 1;
+    constexpr int64_t index_id = 2;
+    constexpr int64_t partition_id = 3;
+    constexpr int64_t tablet_id = 4;
+    ASSERT_NO_FATAL_FAILURE(
+            create_tablet(meta_service.get(), table_id, index_id, 
partition_id, tablet_id, false));
+
+    // Helper to start an EMPTY_CUMULATIVE job. EMPTY_CUMULATIVE has no 
input_versions and no
+    // expiration (only cumulative_point/cumulative_compaction_cnt are 
bumped), which lets it
+    // bypass `STALE_TABLET_CACHE` when both sides carry the same 
cumulative_compaction_cnt.
+    auto start_empty_cumu = [&](const std::string& job_id, const std::string& 
initiator,
+                                int base_cnt, int cumu_cnt, 
StartTabletJobResponse& res) {
+        brpc::Controller cntl;
+        StartTabletJobRequest req;
+        req.mutable_job()->mutable_idx()->set_tablet_id(tablet_id);
+        auto* compaction = req.mutable_job()->add_compaction();
+        compaction->set_id(job_id);
+        compaction->set_initiator(initiator);
+        compaction->set_base_compaction_cnt(base_cnt);
+        compaction->set_cumulative_compaction_cnt(cumu_cnt);
+        compaction->set_type(TabletCompactionJobPB::EMPTY_CUMULATIVE);
+        long now = ::time(nullptr);
+        compaction->set_lease(now + 3);
+        meta_service->start_tablet_job(&cntl, &req, &res, nullptr);
+    };
+
+    // Step 1: An in-flight CUMULATIVE job [42326-42474] is registered first 
(mimics the
+    // scenario from the production log).
+    StartTabletJobResponse res;
+    start_compaction_job(meta_service.get(), tablet_id, "cumu1", "BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {42326, 
42474});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK);
+
+    // Step 2: An EMPTY_CUMULATIVE arrives carrying the same 
cumulative_compaction_cnt as
+    // cumu1. Before the fix this was wrongly accepted because MS only 
compared raw enum types.
+    // After the fix, EMPTY_CUMULATIVE must be normalized to CUMULATIVE for 
conflict detection
+    // and rejected as JOB_TABLET_BUSY.
+    res.Clear();
+    start_empty_cumu("empty1", "BE1", 0, 0, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+    // EMPTY_CUMULATIVE has no input_versions, so BE must NOT receive any 
version range hint
+    // (the BE retry on `version_in_compaction` is meaningless for 
EMPTY_CUMULATIVE).
+    EXPECT_EQ(res.version_in_compaction_size(), 0);
+
+    // Step 3: Idempotency check - the same job_id submitted twice should 
still return OK.
+    res.Clear();
+    start_compaction_job(meta_service.get(), tablet_id, "cumu1", "BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {42326, 
42474});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK);
+
+    // Step 4: A BASE compaction arrives via the same code path used by 
EMPTY_CUMULATIVE -
+    // i.e. without `input_versions`. Because is_same_conflict_family(BASE, 
CUMULATIVE) is
+    // false, BASE should still be accepted on this branch (the cross-family 
conflict is
+    // enforced only on the version-range branch validated by Plan D test 
below).
+    res.Clear();
+    start_compaction_job(meta_service.get(), tablet_id, "base1", "BE1", 0, 0,
+                         TabletCompactionJobPB::BASE, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK);
+
+    // Step 5: A second EMPTY_CUMULATIVE should also be rejected by the 
now-active CUMULATIVE.
+    // (Even though job_pb already contains an EMPTY_CUMULATIVE-equivalent, 
the same-family
+    // check primarily catches the CUMULATIVE side here.)
+    res.Clear();
+    start_empty_cumu("empty2", "BE2", 0, 0, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+}
+
+// Plan D regression test: when a CUMULATIVE compaction is already running 
with `input_versions`
+// and `check_input_versions_range = true`, a BASE compaction whose version 
range overlaps with
+// the in-flight CUMULATIVE must be rejected with JOB_TABLET_BUSY. 
Non-overlapping BASE jobs are
+// still allowed, which is the typical safe case (BASE handles [0, cumu_point 
- 1] while
+// CUMULATIVE handles versions above cumu_point).
+TEST(MetaServiceJobTest, BaseCumulativeCrossTypeConflictTest) {
+    auto meta_service = get_meta_service();
+
+    auto sp = SyncPoint::get_instance();
+    DORIS_CLOUD_DEFER {
+        SyncPoint::get_instance()->clear_all_call_backs();
+    };
+    sp->set_call_back("get_instance_id", [&](auto&& args) {
+        auto* ret = try_any_cast_ret<std::string>(args);
+        ret->first = instance_id;
+        ret->second = true;
+    });
+    sp->enable_processing();
+
+    constexpr int64_t table_id = 1;
+    constexpr int64_t index_id = 2;
+    constexpr int64_t partition_id = 3;
+    constexpr int64_t tablet_id = 4;
+    ASSERT_NO_FATAL_FAILURE(
+            create_tablet(meta_service.get(), table_id, index_id, 
partition_id, tablet_id, false));
+
+    // Local helper: start a BASE compaction request that carries 
`input_versions` (matching
+    // production BE behaviour: cloud_base_compaction.cpp always calls 
add_input_versions).
+    // Note: BASE does NOT call set_check_input_versions_range, so it's left 
as default false
+    // BUT input_versions is non-empty - this routes the request into the "has 
input_versions"
+    // branch on MS, which is the branch Plan D guards.
+    auto start_base = [&](const std::string& job_id, const std::string& 
initiator, int base_cnt,
+                          int cumu_cnt, std::pair<int64_t, int64_t> versions,
+                          StartTabletJobResponse& res) {
+        brpc::Controller cntl;
+        StartTabletJobRequest req;
+        req.mutable_job()->mutable_idx()->set_tablet_id(tablet_id);
+        auto* compaction = req.mutable_job()->add_compaction();
+        compaction->set_id(job_id);
+        compaction->set_initiator(initiator);
+        compaction->set_base_compaction_cnt(base_cnt);
+        compaction->set_cumulative_compaction_cnt(cumu_cnt);
+        compaction->set_type(TabletCompactionJobPB::BASE);
+        long now = ::time(nullptr);
+        compaction->set_expiration(now + 12);
+        compaction->set_lease(now + 3);
+        compaction->add_input_versions(versions.first);
+        compaction->add_input_versions(versions.second);
+        // Intentionally NOT calling set_check_input_versions_range - BASE 
relies on the
+        // default false to mimic real BE behaviour.
+        meta_service->start_tablet_job(&cntl, &req, &res, nullptr);
+    };
+
+    // Step 1: A CUMULATIVE compaction with versions [10, 20] is started with 
parallel-cumu
+    // mode enabled (check_input_versions_range = true). This routes into the
+    // version-range-aware branch on MS.
+    StartTabletJobResponse res;
+    start_compaction_job(meta_service.get(), tablet_id, "cumu1", "BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {10, 20});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK);
+
+    // Step 2: BASE [5, 15] overlaps with CUMULATIVE [10, 20]. Plan D requires 
this to be
+    // rejected. Before the fix it would succeed (because the old `c.type() != 
compaction.type()`
+    // check skipped the active CUMULATIVE for a BASE submission).
+    res.Clear();
+    start_base("base_overlap_left", "BE1", 0, 0, {5, 15}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+
+    // Step 3: BASE [15, 25] also overlaps. Should be rejected.
+    res.Clear();
+    start_base("base_overlap_right", "BE1", 0, 0, {15, 25}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+
+    // Step 4: BASE [12, 18] is fully contained inside CUMULATIVE's range. 
Should be rejected.
+    res.Clear();
+    start_base("base_overlap_inside", "BE1", 0, 0, {12, 18}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+
+    // Step 5: BASE [5, 25] fully covers the CUMULATIVE range. Should be 
rejected.
+    res.Clear();
+    start_base("base_overlap_cover", "BE1", 0, 0, {5, 25}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+
+    // Step 6: BASE [0, 9] is BELOW the CUMULATIVE range. This is the typical 
safe case
+    // (base handles [0, cumu_point - 1]) and must still be accepted after 
Plan D.
+    res.Clear();
+    start_base("base_safe_below", "BE1", 0, 0, {0, 9}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK) << res.status().msg();
+
+    // Step 7: A second BASE [21, 30] is ABOVE the CUMULATIVE range AND 
non-overlapping with the
+    // already-accepted base_safe_below [0, 9]. This is also a safe 
non-overlap case - although
+    // unusual in production (BASE rarely operates above cumu_point), MS 
should accept it.
+    res.Clear();
+    start_base("base_safe_above", "BE2", 0, 0, {21, 30}, res);
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK) << res.status().msg();
+
+    // Step 8: A new CUMULATIVE [22, 28] overlaps with the just-accepted 
base_safe_above and
+    // must be rejected. Verifies the conflict is symmetric - CUMULATIVE 
submissions also
+    // see BASE jobs as conflicting.
+    res.Clear();
+    start_compaction_job(meta_service.get(), tablet_id, "cumu_overlap_base", 
"BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {22, 28});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+    // The version_in_compaction notification predicate is kept consistent 
with the conflict
+    // predicate (`may_conflict_by_type`): every in-flight job in the rowset 
compaction family
+    // (BASE / CUMULATIVE) is surfaced so BE can pick a non-overlapping range 
to retry.
+    // Active jobs at this point: cumu1[10,20], base_safe_below[0,9], 
base_safe_above[21,30].
+    // All three carry concrete input_versions so all three must be reported.
+    ASSERT_EQ(res.version_in_compaction_size(), 6);
+    EXPECT_EQ(res.version_in_compaction(0), 10);
+    EXPECT_EQ(res.version_in_compaction(1), 20);
+    EXPECT_EQ(res.version_in_compaction(2), 0);
+    EXPECT_EQ(res.version_in_compaction(3), 9);
+    EXPECT_EQ(res.version_in_compaction(4), 21);
+    EXPECT_EQ(res.version_in_compaction(5), 30);
+
+    // Step 9: A new CUMULATIVE [30, 35] does not overlap with cumu1 [10, 20] 
but DOES overlap
+    // with base_safe_above [21, 30] (sharing version 30). Must be rejected.
+    res.Clear();
+    start_compaction_job(meta_service.get(), tablet_id, "cumu_overlap_base2", 
"BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {30, 35});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::JOB_TABLET_BUSY) << 
res.status().msg();
+
+    // Step 10: A new CUMULATIVE [31, 40] is fully above all active jobs and 
must be accepted.
+    res.Clear();
+    start_compaction_job(meta_service.get(), tablet_id, "cumu_safe_above", 
"BE1", 0, 0,
+                         TabletCompactionJobPB::CUMULATIVE, res, {31, 40});
+    ASSERT_EQ(res.status().code(), MetaServiceCode::OK) << res.status().msg();
+}
+
 TEST(MetaServiceJobTest, SchemaChangeJobPersistTest) {
     auto meta_service = get_meta_service();
 


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