Dear RFC editors,

thank you for your work on polishing the document and your list of good questions.
Our apologies for taking longer than expected to respond -
after I prepared a draft response on which we had to align among us authors, I was on sick leave for a couple of days.

We enclose below our aligned responses to the given list of questions.
We authors agree on most changes. For a small part of them we see good reason to return to the original text or we suggest further enhancement, all of which we also list below.

Please let us know if anything remains to be clarified.

Best regards,

    David von Oheimb and co-authors



On 11.02.25 00:05, rfc-edi...@rfc-editor.org wrote:
Authors,

While reviewing this document during AUTH48, please resolve (as necessary) the 
following questions, which are also in the XML file.

1) <!--[rfced] Please note that the title of the document has been updated as
follows. Abbreviations have been expanded per Section 3.6 of RFC 7322 ("RFC
Style Guide"). Please review and confirm that this is how you would like
"BRSKI-AE" to be expanded both in the title and throughout the rest of
this document.

Original:
BRSKI-AE: Alternative Enrollment Protocols in BRSKI

Current:
BRSKI-AE: Bootstrapping Remote Secure Key Infrastructure with Alternative 
Enrollment
-->

OLD:

BRSKI-AE: Bootstrapping Remote Secure Key Infrastructure with Alternative Enrollment

NEW:

BRSKI-AE: Bootstrapping Remote Secure Key Infrastructure with Alternative Enrollment Protocols

2) <!-- [rfced] Please insert any keywords (beyond those that appear in
the title) for use onhttps://www.rfc-editor.org/search. -->

BRSKI, IoT, zero-touch onboarding, alternative enrollment protocols, CMP,
self-contained signed objects, end-to-end proof of origin, auditable source authentication


3) <!-- [rfced] We have updated the text below to improve readability. Please
review to ensure these changes do not alter your intended meaning.

Original:
    It uses them to authenticate itself to the
    Manufacturer Authorized Signing Authority (MASA, [RFC8995]), and
    to the registrar, which is the access point of the target domain,
    and to possibly further components of the domain where it will be
    operated.

Current:
    It uses them to authenticate itself to the
    Manufacturer Authorized Signing Authority (MASA) [RFC8995] and the
    registrar (which is the access point of the target domain) and to
    possibly further components of the domain where it will be
    operated.
-->

Pretty good.
Just may add commas to separate the clauses more clearly, if you agree this would help:

OLD:

[RFC8995] and the registrar (which is the access point of the target domain) and to

NEW (optional, or keep OLD):

[RFC8995], to the registrar (which is the access point of the target domain), and to



4) <!-- [rfced] Please review the following questions and changes regarding the
terminology list in Section 2:

a.) FYI - We have updated some list items to have a 1:1 relationship between
abbreviation and expansion. Please carefully review these changes and let us
know of any objections.

Please add NEW:

local RA: same as LRA.

b.) As this list contains a mixture of definitions and abbreviations, may we
separate these items into two separate lists for readability?

Yes.


c.) We note that several abbreviations appear in this document that are not
included in the terminology list in Section 2 (see some examples
below). Please review and let us know if these or any other terms should be
added.

(Note that we have already added a list item for Certification Authority (CA)
as this abbreviation appears in other definitions in this list.)

Key Encapsulation Mechanism (KEM)
Certificate Request Message Format (CRMF)
Simple Certificate Enrolment Protocol (SCEP)
Certificate Management over CMS (CMC)
Autonomic Control Plane (ACP)
-->

Please add NEW:

Certificate Request Message Format (CRMF)
Simple Certificate Enrolment Protocol (SCEP)
Certificate Management over CMS (CMC)

(The other two abbreviations are just used very locally, so no need to add them.)


5) <!-- [rfced] May we clarify the content in the parenthetical text below?

Original:
    Binding a certificate signing request (CSR) to an existing
    authenticated credential (the BRSKI context, the IDevID certificate)
    enables proof of origin...

Perhaps:
    Binding a Certificate Signing Request (CSR) to an existing
    authenticated credential (such as the BRSKI context or the IDevID 
certificate)
    enables proof of origin...
-->
OLD:

(such as the BRSKI context or the IDevID certificate)

NEW:

(which in the BRSKI context is the IDevID certificate)


6) <!-- [rfced] FYI - For ease of the reader, we have broken up the following
sentences below into two. Please let us know any objections.

Original:
    What the registrar needs to do is to authenticate and pre-authorize the
    pledge and to indicate this to the (second) RA by signing the forwarded
    certification request with its private key and a related certificate
    that has the id-kp- cmcRA extended key usage attribute.
    ...
    It will recognize whether the protocol
    it uses and the specific request it wants to perform are understood
    and supported by the domain registrar by sending the request to the
    respective endpoint according to the above addressing scheme and then
    evaluating the HTTP status code of the response.

Current:
    What the registrar needs to do is authenticate and pre-authorize the
    pledge and indicate this to the (second) RA.  This is done by signing the
    forwarded certification request with its private key and a related 
certificate
    that has the id-kp-cmcRA extended key usage attribute.
    ...
    It will recognize whether the protocol
    it uses and the specific request it wants to perform are understood
    and supported by the domain registrar.  This is done by sending the
    request to the respective endpoint according to the above addressing
    scheme and then evaluating the HTTP status code of the response.
-->

Fine.


7) <!--[rfced] To avoid the awkward hyphenation of "PKCS #10-formatted CSRs",
may we update the text as follows?

Original:
    [RFC7030], Section 2.5 sketches wrapping PKCS #10-formatted CSRs
    with a Full PKI Request message sent to the "/fullcmc" endpoint.

Perhaps:
    [RFC7030], Section 2.5 sketches wrapping CSRs formatted per PKCS #10
    with a Full PKI Request message sent to the "/fullcmc" endpoint.
-->
Fine.


8) <!-- [rfced] We note the use of "FullCMCRequest" in the following sentence;
however, RFC 7030 uses the term "Full CMC Request". May we update this
instance for consistency with RFC 7030?

Original:
    The proof of identity can be provided as part of a FullCMCRequest, based on
    CMS [RFC5652] and signed with an existing IDevID secret.

Perhaps:
    The proof of identity can be provided as part of a Full CMC Request based on
    CMS [RFC5652] and signed with an existing IDevID secret.
-->

Fine.


9) <!-- [rfced] In the sentence below, may we update "follows" for clarity?

Original:
       Note: From the definition of the interaction with the MASA in
       [RFC8995], Section 5 follows that it may be synchronous (using
       voucher request with nonces) or asynchronous (using nonceless
       voucher requests).

Perhaps:
       Note: From the definition of the interaction with the MASA in
       Section 5 of [RFC8995], it may be synchronous (using
       voucher requests with nonces) or asynchronous (using nonceless
       voucher requests).
-->


We are note sure, maybe it would be more clear to write as follows; please choose as you prefer:


OLD:

From the definition of the interaction with the MASA in Section 5 of [RFC8995],

NEW (optional, or keep OLD):

The definition of the interaction with the MASA in Section 5 of [RFC8995] implies that


10) <!-- [rfced] How may we clarify what "as not already done" and "it" refer to
in the text below?

Original:
    *  RA: performs centralized certificate management functions as a
       public-key infrastructure for the domain operator.  As far as not
       already done by the domain registrar, it performs the final
       validation and authorization of certification requests.

Perhaps:
    *  RA: This performs centralized certificate management functions as a
       public-key infrastructure for the domain operator.  As far as what is
       not already done by the domain registrar, the RA performs the final
       validation and authorization of certification requests.
-->

OLD:

As far as what is not already done by the domain registrar

NEW:

Insofar these functions are not already done by the domain registrar,

(or
NEW':

In case these functions are not entirely performed by the domain registrar,
)


11) <!-- [rfced] Throughout this document, we note that RFCs 8895 and 9483 are
often referred to with shortened titles or nicknames such as "BRSKI" and
"LCMPP", respectively.

For clarity, because these names also represent protocols, we plan to update
these document nicknames to just their RFC number (in order to help the reader
distinguish between the RFC itself and the protocol). Please see some examples
below and let us know any objections.

Originals:
    In this document, references to CMP follow the Lightweight CMP
    Profile (LCMPP) [RFC9483] rather than [RFC4210] and [RFC9480], as the
    subset of CMP defined in LCMPP sufficiently meets the required
    functionality.

    *  MASA: functionality as described in BRSKI [RFC8995].  The voucher
       exchange with the MASA via the domain registrar is performed as
       described in BRSKI.

    *  Ownership tracker: This is as defined in BRSKI.

Perhaps:
    In this document, references to CMP follow [RFC9483] rather than
    [RFC4210] and [RFC9480], as the subset of CMP defined in [RFC9483]
    sufficiently meets the required functionality.

    *  MASA: This has the functionality as described in [RFC8995].
       The voucher exchange with the MASA via the domain registrar is
       performed as described in [RFC8995].

    *  Ownership Tracker: This is as defined in [RFC8995].
-->
OK for BRSKI -> [RFC8995]. We use LCMPP not as the name of a protocol - it is the name of the profile defined in [RFC9483]. Therefore, please keep "Lightweight CMP Profile (LCMPP)" and "LCMPP". Yet for the only case where we actually mean the respective protocol, so in the abbreviation list in section 2within the item for "BRSKI-AE"please change (also for simplicit)y: OLD: Lightweight CMP (see LCMPP) NEW:

CMP

12) <!-- [rfced] In Section 4.1, should "Discovery phase" and "Identification 
phase"
be updated to "Discover phase" and "Identity phase", respectively, to better
match the figure from Section 2.1 of RFC 8995?

Original:
    Based on the diagram in BRSKI [RFC8995], Section 2.1 and the
    architectural changes, the original protocol flow is divided into
    several phases showing commonalities and differences to the original
    approach as follows.

    *  Discovery phase: mostly as in BRSKI step (1).  For details see
       Section 4.2.1.

    *  Identification phase: same as in BRSKI step (2).

Perhaps:
    Based on the diagram in [RFC8995], Section 2.1 and the
    architectural changes, the original protocol flow is divided into
    several phases showing commonalities and differences to the original
    approach as follows.

    *  Discover phase: This is mostly as in step (1) of [RFC8995].  For
       details see Section 4.2.1.

    *  Identity phase: This is the same as in step (2) of [RFC8995].
-->

We consider the suggested change problematic because, e.g.,
"Discover phase" it could be misread as "this discovers a phase".
Moreover, BRSKI section 2.1 does not use "phase" in the figure nor in the labels of the list elements. So for consistency with that, please remove form your suggestion the "phase" part:

OLD:

Discovery phase: This

NEW:

Discover: This


OLD:

Identity phase: This

NEW:

Identify: This


(and in the sequel):

OLD:

Voucher exchange phase: This

NEW:

Voucher exchange: This



13) <!--[rfced] To improve the readability of the following sentence, may we 
update
it as follows?

Original:
    For transporting the certificate enrollment request and response
    messages, the (D)TLS channel established between pledge and
    registrar is REQUIRED to use.

Perhaps:
    It is REQUIRED to use the (D)TLS channel established between the
    pledge and registrar to transport the certificate enrollment request
    and response messages.
-->

Fine.


14) <!-- [rfced] Should "options applicable" be updated to "applicable options"
in the text below?

Original:
    Section 5 discusses selected suitable enrollment protocols and options
    applicable.

Perhaps:
    Section 5 discusses selected suitable enrollment protocols and applicable
    options.
-->

Yes.


15) <!-- [rfced] As this sentence begins Section 4.2.4, may we clarify what
"This" refers to?

Additionally, may we make a similar update in Appendix A.5?

Original:
4.2.4.  Pledge - Registrar - RA/CA Certificate Enrollment

    This replaces the EST integration for PKI bootstrapping described in
    [RFC8995], Section 5.9 (while [RFC8995], Section 5.9.4 remains as the
    final phase, see below).
...
A.5.  Infrastructure Isolation Policy

    This refers to any case in which network infrastructure is normally
    isolated from the Internet as a matter of policy, most likely for
    security reasons.
Perhaps:
4.2.4.  Pledge - Registrar - RA/CA Certificate Enrollment

     RA/CA certificate enrollment replaces the EST integration for PKI
     bootstrapping described in Section 5.9 of [RFC8995] (while Section 5.9.4
     of [RFC8995] remains as the final phase; see below).
...
A.5.  Infrastructure Isolation Policy

    The infrastructure isolation policy refers to any case in which...
-->

4.2.4

OLD:

RA/CA certificate enrollment replaces

NEW:

The specification in this section replaces


A.5

OLD:

The infrastructure isolation policy refers

NEW:

The approach described in this section refers


16) <!-- [rfced] To improve readability, may we update the list below as 
follows?

Original:
    They include the application scenario, the capabilities of the registrar
    and of the local RA possibly co-located with the registrar, the enrollment
    protocol being used, and the specific contents of the request.

Perhaps:
    They include the application scenario, the capabilities of the registrar,
    the capabilities of the local RA possibly co-located with the registrar,
    the enrollment protocol being used, and the specific contents of the
    request.
-->

Fine.


17) <!--[rfced] Should the following artwork element be reformatted as
a bulleted list, per text from the preceding paragraph?

Original:
    The following list of endpoints provides an illustrative example of a
    domain registrar supporting several options for EST as well as for
    CMP to be used in BRSKI-AE.
    ...
      /.well-known/brski/voucherrequest
      /.well-known/brski/voucher_status
      /.well-known/brski/enrollstatus
      /.well-known/est/cacerts
      /.well-known/est/csrattrs
      /.well-known/est/fullcmc
      /.well-known/cmp/getcacerts
      /.well-known/cmp/getcertreqtemplate
      /.well-known/cmp/initialization
      /.well-known/cmp/pkcs10
-->

As you prefer.


18) <!-- [rfced] Formatting and XML:

a.) There are several author comments present in the XML. Please
review and confirm that none of these comments still need to be
addressed. Note that the comments will be deleted prior to
publication.

Yes, fine to delete them.


b.) Please review whether any of the notes in this document
should be in the <aside> element. It is defined as "a container for
content that is semantically less important or tangential to the
content that surrounds it" 
(https://authors.ietf.org/en/rfcxml-vocabulary#aside).

Please use <aside> for the following note paragraphs:

   Note: From the definition of the interaction with the MASA in
   [RFC8995], Section 5 follows that it may be synchronous (using
   voucher requests with nonces) or asynchronous (using nonceless
   voucher requests).

   Note: The message exchanges marked OPTIONAL in Figure 2 below
   cover all those supported by the use of EST in BRSKI.  The last
   OPTIONAL one, namely certificate confirmation, is not supported by
   EST but by CMP and other enrollment protocols.

   Note that the optional certificate confirmation by the pledge to the
   PKI described above is independent of the mandatory enrollment status
   telemetry done between the pledge and the registrar in the final
   phase of BRSKI-AE, which is described next.

   Note that independent of the certificate confirmation within CMP,
   enrollment status telemetry with the registrar at the BRSKI level
   will be performed as described in [RFC8995], Section 5.9.4.

   Note: We chose the suffix "cmp" here rather than some other
   abbreviation like "lcmpp" mainly because this document defines the
   normative CMP instantiation of BRSKI-AE, which implies adherence to
   LCMPP is necessary and sufficient.

   Note: If EST was used, the registrar could give implicit consent on a
   certification request by forwarding the request to a PKI entity using
   a connection authenticated with a certificate containing an id-kp-
   cmcRA extension.

c.) We note the following different uses regarding this document's use of <tt>
styling and quotation marks. In the HTML and PDF outputs, the text enclosed in
<tt> is output in fixed-width font. In the txt output, there are no changes to
the font. Please review carefully and let us know if any updates should be made
for consistency:

the <tt>caPubs</tt> field
the acp-node-name field  (no quotes or <tt> styling)

<tt>"brski-reg-cmp"</tt>
brski-reg-cmp (no quotes or <tt> styling)

<tt>"brski-registrar"</tt>
<tt>"/.well-known/est/simpleenroll"</tt>
<tt>"/.well-known/&lt;enrollment-protocol&gt;/&lt;request&gt;"</tt>
<tt>"/fullcmc"</tt> endpoint
<tt>"/simpleenroll"</tt> endpoint

'<tt>est</tt>'
'<tt>cmp</tt>'

<tt>&lt;enrollment-protocol&gt;</tt>
<tt>&lt;request&gt;</tt>
The label <tt>[OPTIONAL forwarding]</tt>

'renewal' option
"tls-unique" value
the tls-unique value (no quotes)
-->

Good point.


OLD:

the <tt>caPubs</tt> field

NEW:

the '<tt>caPubs</tt>' field


OLD:

the acp-node-name field

NEW:

the 'acp-node-name' field

(several times:)
OLD:

<tt>&lt;enrollment-protocol&gt;</tt>

NEW:

"<tt>&lt;enrollment-protocol&gt;</tt>"


(several times:)
OLD:

<tt>&lt;request&gt;</tt>

NEW:

"<tt>&lt;request&gt;</tt>"

OLD:

The label <tt>[OPTIONAL forwarding]</tt>

NEW:

The label '<tt>[OPTIONAL forwarding]</tt>'

OLD:

the tls-unique value

NEW:

the "tls-unique" value


19) <!-- [rfced] Abbreviations:

a.) FYI - We have updated the expansion of LDevID throughout the document
as follows. Please review and let us know of any objections.

Original:
    Locally significant Device IDentifier (LDevID)

Current:
    Local Device Identifier (LDevID)
Please revert this change, as the official name does include "Locally significant" and the "IDentifier" is meant to point out that the first two letters are part of the abbreviation.
b.) We note the following expanded forms of "PKI" are used after the
abbreviation is introduced. May we update these instances below to the
abbreviation?

Public-Key Infrastructure
public-key infrastructure

Figure 1:

OLD:

Public-Key Infrastructure

NEW:

Public-Key Infrastructure (PKI)


4.1

OLD:

a public-key infrastructure

NEW:

a PKI


c.) May we update instances of "local RA" to the abbreviation "LRA"?
Please keep "local RA", which contrasts better with "full RA".


d.) FYI - We have added expansions for abbreviations upon first use
per Section 3.6 of RFC 7322 ("RFC Style Guide"). Please review each
expansion in the document carefully to ensure correctness.

  Autonomic Control Plane (ACP)
  Certificate Management over CMS (CMC)
  Cryptographic Message Syntax (CMS)
  Constrained Application Protocol (CoAP)
  Simple Certificate Enrollment Protocol (SCEP)
-->
Fine.

20) <!-- [rfced] Please review the following changes and questions we have
regarding the References section:

a.) [UNISIG-Subset-137]

The provided URL returns the message: "The requested page could not be found."
We found the following URL from the European Union Agency for Railways (ERA)
website, which matches the specification described in this reference, but it
is a more up-to-date version from May 2023. Would you like to use this version
and URL instead?

https://www.era.europa.eu/sites/default/files/filesystem/ertms/ccs_tsi_annex_a_-_mandatory_specifications/set_of_specifications_3_etcs_b3_r2_gsm-r_b1/index083_-_subset-137_v100.pdf

Current:
    [UNISIG-Subset-137]
               UNISIG, "ERTMS/ETCS On-line Key Management FFFIS", Subset-
               137, Version 1.0.0, December 2015,
<https://www.era.europa.eu/sites/default/files/filesystem/ ertms/ccs_tsi_annex_a_-_mandatory_specifications/ set_of_specifications_3_etcs_b3_r2_gsm-r_b1/index083_- _subset-137_v100.pdf>.


Sigh, the original link was ugly and prone to break, and meanwhile it did.
Please use instead this link:

NEW:

https://www.era.europa.eu/system/files/2023-01/sos3_index083_-_subset-137_v100.pdf



b.) [BRSKI-AE-OVERVIEW]

FYI - We have removed the text below from the <annotation> element in this
reference. If you would like to include this note, we recommend placing it in
the document where this reference is cited (rather than in the references
section).

    "Graphics on slide 4 of the status update on the BRSKI-AE draft 04 at IETF 
116."
Then please re-add the description of what was actually meant, namely only slide 4,
as we indicated above for section 4.2:

NEW:

can be found in the graphics on slide 4 of [BRSKI-AE-overview].


c.) [IEC-62351-9]

Would you like to update to the newest version of this reference? The cited
version of this reference has been withdrawn. In addition, this version of the
document references the SCEP Internet-Draft rather than RFC 8894 (SCEP). RFC
8894 is cited in the 2023 version.

Current:
    [IEC-62351-9]
               International Electrotechnical Commission, "Power systems
               management and associated information exchange - Data and
               communications security - Part 9: Cyber security key
               management for power system equipment", IEC 62351-9:2017,
               May 2017,<https://webstore.iec.ch/en/publication/30287>.

-->
Yes, please update to the latest version,
apparently available at https://webstore.iec.ch/en/publication/66864


21) <!-- [rfced] Please review the "Inclusive Language" portion of the online
Style Guide<https://www.rfc-editor.org/styleguide/part2/#inclusive_language>
and let us know if any changes are needed.  Updates of this nature typically
result in more precise language, which is helpful for readers.

Note that our script did not flag any words in particular, but this should
still be reviewed as a best practice. -->
We did not notice any problematic words.
As non-native speakers, we anyway believe that your script would know better than us.



Mostly independently of the questions answered above, here is a list of changes requested by the authors relative to the update you provided at https://www.rfc-editor.org/authors/rfc9733-rfcdiff.html :

Global

/(since OVERVIEW and DISCOVERY would wrongly look like abbreviations:)/

OLD:

BRSKI-AE-OVERVIEW

NEW:

BRSKI-AE-overview


Global

OLD:

BRSKI-DISCOVERY

NEW.

BRSKI-discovery


1.

OLD:

Initial Device Identifier (IDevID)

NEW:

Initial Device IDentifier (IDevID)


1.

OLD:

voucher exchange [RFC8366]

NEW:

voucher [RFC8366] exchange


2.

OLD:

BRSKI-AE:  BRSKI with Alternative Enrollment.

NEW:

BRSKI with Alternative Enrollment Protocols (BRSKI-AE)


2.

OLD:

IDevID:  Initial Device Identifier

NEW:

IDevID:  Initial Device IDentifier


2.

OLD:

LDevID:  Local Device Identifier

NEW.

LDevID:  Locally Significant Device IDentifier


4.2.

OLD:

can be found at [BRSKI-AE-OVERVIEW].

NEW:

can be found in the graphics on slide 4 of [BRSKI-AE-overview].


6.

We are ok with your change
from "Lightweight CMP Profile (LCMPP, [RFC9483])"
to      "Lightweight CMP Profile (LCMPP) [RFC9483]"
because it improves consistency with the style used in sections 1 and 5.1.
Yet please just note that this change incurs a minor textual discrepancy with the Description entry at /
/https://www.iana.org/assignments/service-names-port-numbers/service-names-port-numbers.xhtml?search=brski-reg-cmp
which uses/"/Lightweight CMP Profile (LCMPP, [RFC9483])".


A.1

OLD:

These communicate within the railroad car but also exchange information between railroad cars, forming a train with track-side equipment and/or possibly with backend systems.

NEW:

These communicate within the railroad car but also exchange information with other railroad cars of the same train and with track-side equipment and/or possibly with backend systems.


On 11.02.25 00:04, rfc-edi...@rfc-editor.org wrote:
*****IMPORTANT*****

Updated 2025/02/10

RFC Author(s):
--------------

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--------------------------------------
RFC9733 (draft-ietf-anima-brski-ae-13)

Title            : BRSKI-AE: Alternative Enrollment Protocols in BRSKI
Author(s)        : D. von Oheimb, S. Fries, H. Brockhaus
WG Chair(s)      : Toerless Eckert, Sheng Jiang

Area Director(s) : Warren Kumari, Mahesh Jethanandani

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